WL
Walter W. Lawrence
EAGLE STRATEGIES LLC
MONROE, LA 71201
Some features on this profile are disabled
CRD#: 6180077
WL
Professional summary
Walter Wynne Lawrence, who also goes by Walter Wynn Lawrence, Walter Wynne Lawrence, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Monroe, Louisiana and NYLIFE SECURITIES LLC located in Monroe, Louisiana.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Walter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Walter Wynn Lawrence | Walter Wynne Lawrence
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Knights of Columbus John C Marsh Assembly 329; Position of Faithful Navigator (the group's leader) for a 1-year term. Knights of Columbus is a religious fraternal organization that performs charitable service work in communities around the world.; 2701 Ferrand St Monroe LA 71201; Start Date 09/2017; Role/Title: Officer; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; preside at all meetings, install new members, confer with board members and, with the Comptroller, approve payments presented by the Purser.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 300 Washington St, Ste 300, Monroe, LA 71201; Start Date 01/2001; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; I sell, or have sold and serviced, insurance products issued by these companies.] [Rotary Club of Monroe; Rotary is dedicated to causes that build international relationships, improve lives, and create a better world to support our peace efforts and end polio forever. Locally, Rotary helps build up the communities through fellowship and projects.; PO Box 14634 Monroe, LA 71207; Start Date 07/2022; Role/Title: Officer; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; General club governance. Club Strategy. ][Ouachita Parish Poll Worker; Poll Worker/Election Worker-parish government entity-conducts voter identification and sign-in at the polling place and tabulates the result; reports this result to the Secretary of State. This is a neutral, non-partisan function.; Ouachita Parish Clerk of Court 301 S. Grand St Rm 104 Monroe, LA 71201; Start Date 09/2024; Role/Title: Commissioner; Not Investment Related; 14 hours per month; 8 hours per month during securities trading hours][Delta Facilities Corporation; Corporation was set up to purchase land and build the college campus in Monroe, LA. The college grounds and building is leased to the state for revenues which in-turn pay the bonded indebtedness issued to fund land purchase and construction; 1818 Avenue of Americas Monroe, LA 71201; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; administration of the lease, filing corporate documents and other normal administrative duties][JENEMERIC Properties, LLC - Dormant; 113 Copper Run Dr Monroe, LA 71203; Start Date 11/2016; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Walter Wynne Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 300 Washington St Suite 300, Monroe, LA 71201RIA
CRD#: 110826
MONROE, LA
Current
April 19, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 300 Washington Street Suite 300, Monroe, LA 71201BD
CRD#: 5167
Monroe, LA
Past
June 10, 2013 - February 3, 2021
EDWARD JONES
RIA
CRD#: 250
MONROE, LA
Past
May 30, 2013 - February 3, 2021
EDWARD JONES
BD
CRD#: 250
MONROE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/17/2025)
RR
Florida(6/23/2022)
RR
Indiana(6/12/2023)
RR
Louisiana(4/20/2021)
IAR
Louisiana(6/11/2021)
RR
Texas(4/20/2021)
IAR
Texas(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
