Tracey Gordineer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracey Gordineer, CFP®, who also goes by Tracey Ann Gordineer, was a registered financial professional .
Tracey is a previously registered financial professional and started their career in finance in 2013. Tracey had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
December 23, 2020 - August 27, 2025
PARAMOUNT INVESTMENT ADVISORS
June 25, 2015 - February 20, 2017
WEALTH 360, LLC
April 27, 2015 - May 18, 2015
PFS INVESTMENTS INC.
September 10, 2013 - May 18, 2015
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAMOUNT INVESTMENT ADVISORS
CRD#: 146217 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 42,152,173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
