William A. Baris

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

Manorville, NY

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CRD#: 6178840

Professional summary

William Andrew Baris, who also goes by Will Baris, is a registered financial advisor currently at SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC located in Manorville, New York and SPARTAN CAPITAL SECURITIES, LLC located in Garden City, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. William has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Baris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) savage business sales consulting corp, manorville, NY, owner, established for tax purpose, non investment related, 4 hours a month,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew Baris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 154632

Manorville, NY

Current

June 27, 2025 - Present

SPARTAN CAPITAL SECURITIES, LLC

Office #1: 595 Stewart Avenue 8th Floor, Garden City, NY, 11530

CRD#: 146251

Garden City, NY

Past

March 12, 2025 - May 13, 2025

PHX FINANCIAL, INC.

CRD#: 144403

Hauppauge, NY

Past

March 7, 2022 - March 13, 2025

COVA CAPITAL PARTNERS LLC

CRD#: 109761

SYOSSET, NY

Past

May 15, 2020 - June 25, 2020

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

June 3, 2019 - January 10, 2020

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

MINEOLA, NY

Past

November 1, 2018 - July 8, 2019

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

NEW YORK, NY

Past

March 30, 2018 - November 2, 2018

ARIVE CAPITAL MARKETS

CRD#: 8060

Coram, NY

Past

November 19, 2015 - April 27, 2018

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

Garden City, NY

Past

May 15, 2013 - October 16, 2015

ROCKWELL GLOBAL CAPITAL LLC

CRD#: 142485

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/7/2025)

California
(6/27/2025)

Connecticut
(6/30/2025)

Georgia
(6/30/2025)

Idaho
(6/30/2025)

Illinois
(7/8/2025)

Indiana
(7/2/2025)

Iowa
(7/21/2025)

Kansas
(6/30/2025)

Louisiana
(6/30/2025)

Minnesota
(7/2/2025)

Nevada
(8/28/2025)

New Jersey
(6/30/2025)

IAR

New Jersey
(6/30/2025)

New York
(6/28/2025)

North Carolina
(7/1/2025)

Ohio
(7/2/2025)

Pennsylvania
(6/30/2025)

South Carolina
(6/30/2025)

Texas
(6/27/2025)

Virginia
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2013

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

SCS ADVISORY SERVICES LLC. | SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

CRD#: 154632 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (1/4/2022 Approved)

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Contact information

Main Address

45 Broadway 19th Floor, New York, NY 10006

Mailing Address

Phone number

(212) 293-0123

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 6,741,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William A. Baris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew Baris's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPARTAN CAPITAL SECURITIES, LLC

PHX FINANCIAL, INC.

COVA CAPITAL PARTNERS LLC

NETWORK 1 FINANCIAL SECURITIES INC.

JOSEPH STONE CAPITAL L.L.C.

ALLIED MILLENNIAL PARTNERS, LLC

ARIVE CAPITAL MARKETS

FIRST STANDARD FINANCIAL COMPANY LLC

ROCKWELL GLOBAL CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2025

Series 63

Date: 6/12/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2013

FINRA

Nasdaq Stock Market

Current Firm

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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