JA
Janine E. Amundson
THRIVENT INVESTMENT MANAGEMENT
De Pere, WI
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CRD#: 6178219
JA
Professional summary
Janine Elizabeth Amundson, who also goes by Janine Elizabeth Schetter, Janine Elizabeth Tienor, Janine Elizabeth Tienor, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in De Pere, Wisconsin.
Janine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Janine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 52, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janine Elizabeth Schetter | Janine Elizabeth Tienor | Janine Elizabeth Tienor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE OC POSITION: Bartender/Server NATURE: Restaurant INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2022 ADDRESS: 465 Marina Lane, Green Bay WI 54304, United States DESCRIPTION: Bartender and server. CHERRY HILLS GOLF & LODGE POSITION: Bartender/Server NATURE: Golf, restaurant, and lodge INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 5905 Dunn Road, Sturgeon Bay WI 54235, United States DESCRIPTION: Bartend (golf course and inside bar), server JANINE AMUNDSON - HAND CRAFTED BY J POSITION: Owner NATURE: No business name. I paint for exhibitions and sale. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2024 ADDRESS: 1946 Hawthorne Heights Dr, De Pere WI 54115, United States DESCRIPTION: Create and sell paintings
CRS (Client Relationship Summary) - RIA
Click below to view Janine Elizabeth Amundson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janine Elizabeth Amundson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
De Pere, WI
Current
March 14, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
February 22, 2017 - March 13, 2023
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
GREEN BAY, WI
Past
October 28, 2016 - March 13, 2023
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
GREEN BAY, WI
Past
January 2, 2015 - October 27, 2016
ASSOCIATED INVESTMENT SERVICES, INC.
BD
CRD#: 1464
Minnetonka, MN
Past
June 10, 2013 - September 29, 2014
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(3/16/2023)
IAR
Minnesota(3/16/2023)
RR
Wisconsin(3/14/2023)
IAR
Wisconsin(3/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
