KC
Kevin M. Carrico
SPRINGHOUSE FINANCIAL
Louisville, KY
Some features on this profile are disabled
CRD#: 6177806
KC
Professional summary
Kevin Maurice Carrico, CFA is a registered financial advisor currently at SPRINGHOUSE FINANCIAL, LLC located in Louisville, Kentucky.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Carrico serves as Manager and an equity member of Maurice Carrico Farm, LLC. Certain related clients are also equity members of the LLC. The activities of the LLC and all ownership interests are unrelated to Springhouse Financial. As Manager, Mr. Carrico leases farm property to a third party for agricultural purposes. Mr. Carrico receives no compensation for his role as Manager other than his share in any gains or losses from the LLC. Mr. Carrico's time spent on this activity is administrative and estimated at less than ten hours monthly, entirely during non-business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Maurice Carrico's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 1, 2013 - Present
SPRINGHOUSE FINANCIAL, LLC
RIA
CRD#: 167145
Louisville, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(7/1/2013)
Exams
Current Firm
SF
SPRINGHOUSE FINANCIAL, LLC
SPRINGHOUSE FINANCIAL, LLC
CRD#: 167145 / SEC#:
Kentucky
Registered Investment Advisory firm - (7/1/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Louisville, KY
Mailing Address
Phone number
(502) 548-3167
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 16,404,647 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
