EE
Erik S. Engh
EAGLE STRATEGIES LLC
AUSTIN, TX 78730
Some features on this profile are disabled
CRD#: 6176843
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Professional summary
Erik Steven Engh, who also goes by Erik Engh, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Austin, Texas and NYLIFE SECURITIES LLC located in Meadowlakes, Texas.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Erik has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik Engh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Ash brokerage; Broker insurance business through Ash brokerage; 888 S. Harrison St. Suite 900 Fort Wayne, IN 46801; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Net Positive, LLC.; Broker insurance products - LLC to employ my staff - NYL LSA/RSA/AFA;Staff will also be available to other NYL agents/advisors that I work with on a regular basis. They will pay the LLC varying amounts of money to help offset the overall staff load.; 6200 Bridge Point Parkway, Building 4, Suite 300 Austin,TX 78730; Start Date 03/2020; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3821 Juniper Trace Austin, TX 78738; Start Date 11/2019; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CADENCE WEALTH MANAGEMENT LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; AUSTIN, TX; START DATE: 12/2019] [Love and Lightstream, LLC.; Business to organize events (with musicians) in support of other charities; 324 Palo Alto Way, Austin, TX 78732; Start Date 08/2020; Role/Title: Employee; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; event organizer] [Atticus Austin, LLC; Holding Company for enhanced liability protection. Owns majority stake of Love and Lightstream, LLC and FNB Operator, LLC; 324 Palo Alto Way, Austin, TX 78732; Start Date 07/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Spectra Studios, LLC; New entity - planning to split newly developed Recording Studio capabilities out of Love and Lightstream, LLC; 1505 E. New Hope Dr Leander, TX 78641; Start Date 06/2023; Role/Title: Officer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Oversee business planning]
CRS (Client Relationship Summary) - RIA
Click below to view Erik Steven Engh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730RIA
CRD#: 110826
AUSTIN, TX
Current
June 13, 2013 - Present
NYLIFE SECURITIES LLC
Office #2: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730BD
CRD#: 5167
MEADOWLAKES, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/11/2022)
RR
Colorado(1/11/2022)
RR
Idaho(1/11/2022)
RR
Illinois(1/11/2022)
RR
Michigan(1/11/2022)
RR
Nebraska(1/11/2022)
RR
New Mexico(1/11/2022)
RR
Oregon(5/1/2024)
RR
South Carolina(12/13/2021)
RR
Texas(9/17/2013)
IAR
Texas(6/27/2017)
RR
Utah(1/11/2022)
RR
Virginia(1/11/2022)
RR
Washington(1/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
