Patrick S. Huang

HAMILTON CAPITAL

Columbus, OH 43220

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CRD#: 6176566

Professional summary

Patrick Shi-fan Huang, who also goes by Patrick S Huang, is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick S Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Shi-fan Huang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

HAMILTON CAPITAL

Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220

RIA

CRD#: 109116

Columbus, OH

Past

December 19, 2019 - February 22, 2024

SOURCE FINANCIAL ADVISORS, LLC

RIA

CRD#: 164825

Columbus, OH

Past

May 28, 2013 - July 5, 2019

MORGAN STANLEY

RIA

CRD#: 149777

COLUMBUS, OH

Past

April 29, 2013 - July 5, 2019

MORGAN STANLEY

CRD#: 149777

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMILTON CAPITAL

HAMILTON CAPITAL | HAMILTON CAPITAL, LLC | HAMILTON CAPITAL MANAGEMENT INC

CRD#: 109116 / SEC#: 801-54611

RIA

Registered Investment Advisory firm - (6/17/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2013

General Securities Representative Examination

Current Firm

HAMILTON CAPITAL

HAMILTON CAPITAL | HAMILTON CAPITAL, LLC | HAMILTON CAPITAL MANAGEMENT INC

CRD#: 109116 / SEC#: 801-54611

RIA

Registered Investment Advisory firm - (6/17/1997 Approved)

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Contact information

Main Address

5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220

Mailing Address

Phone number

(614) 273-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMILTON CAPITAL PART 2A BROCHURE - WEALTH MANAGEMENT (3/31/2025)

HAMILTON CAPITAL PART 2A BROCHURE - RETIREMENT PLANS/INSTITUTIONAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	9,076
AUM (Assets Under Management)	$ 4,381,851,944

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick S. Huang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Shi-fan Huang's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOURCE FINANCIAL ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

HAMILTON CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2013

Current Firm

HAMILTON CAPITAL

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HAMILTON CAPITAL

TRUST BUT VERIFY

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