Taheem M. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taheem Marquis Hamilton, who also goes by Taheem Hamilton, Ty Hamilton, was a registered financial professional .
Taheem is a previously registered financial professional and started their career in finance in 2013. Taheem had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - June 2, 2016
DAVID LERNER ASSOCIATES, INC.
July 15, 2015 - September 11, 2015
NATIONAL SECURITIES CORPORATION
February 12, 2015 - July 1, 2015
ROTHSCHILD LIEBERMAN LLC
November 13, 2014 - February 12, 2015
ALEXANDER CAPITAL, L.P.
April 17, 2014 - November 7, 2014
NATIONAL SECURITIES CORPORATION
October 29, 2013 - April 1, 2014
CHELSEA FINANCIAL SERVICES
April 17, 2013 - November 5, 2013
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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