Timothy W. Lohmann
Professional summary
Timothy Wayne Lohmann is a registered financial professional currently at AW SECURITIES located in Fulton, Missouri.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Wayne Lohmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2021 - Present
AW SECURITIES
Office #1: 500 Market Street, Suite 200, Fulton, MO 65251November 29, 2017 - December 22, 2021
LPL FINANCIAL LLC
June 24, 2013 - November 29, 2017
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(12/17/2021)
Exams
FINRA
Current Firm
AW SECURITIES
CRD#: 103747 / SEC#: 801-69038, 8-52250
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLWORTH FINANCIAL GROUP, L.P. | GENERAL PARTNER | |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| FRIZE, BERNARD JOSEPH JR | CHIEF COMPLIANCE OFFICER - BD | 2366022 |
| GAMBLE, COREY C | CHIEF COMPLIANCE OFFICER - IA/ENTERPRISE CCO | 4919573 |
| GREENBERG, BARRY YALE | CHIEF LEGAL COUNSEL | 5863733 |
| GRIGSBY, GARY LAWSON | CEO | 3167632 |
| TAYLOR, KRISTIAN LEIGH | VICE PRESIDENT- OPERATIONS | 4163800 |
Red Flags
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Company Information
AW SECURITIES
CRD#: 103747Fulton, MO 65251TRUST BUT VERIFY
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