Matthew N. Louie
Professional summary
Matthew Nmn Louie, who also goes by Mathew Louie, Matthew Louie, is a registered financial professional currently at C&C TRADING L.L.C. located in Greenwich, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 1 firm and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Nmn Louie's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2015 - Present
C&C TRADING L.L.C.
Office #1: 35 Mason Street 4th Floor, Greenwich, CT 06830Office #2: 35 Mason Street 4th Fl, Greenwich, CT 06830State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Current Firm
C&C TRADING L.L.C.
CRD#: 39302 / SEC#: , 8-48631
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| C&C GLOBAL MARKETS, LLC | MEMBER | |
| ADORNEY, DAVID JAMES | MEMBER | 3096122 |
| ANCONA, GREGORY MICHAEL | MEMBER | |
| ARGINTEANU, MATAN NMN | MEMBER | 7269441 |
| CHARLTON, WILLIAM JAMES III | CCO | 1021975 |
| CHENG, KEVIN NMN | MEMBER | 6655073 |
| CHERNYAVSKIY, IVAN NMN | MEMBER | |
| COCCHI, ROBERT LOUIS | EXECUTIVE OFFICER | 2355430 |
| COHEN, ROBERT PAUL | EXECUTIVE OFFICER | 2683613 |
| GUO, ZEJIA | MEMBER | 7301278 |
| KALISHMAN, MICHELE A | EXECUTIVE OFFICER | 3134392 |
| KRUGER, JOHN ROBERT | FINOP PFO POO | 4740278 |
| LOUIE, MATTHEW NMN | MEMBER | 6176342 |
| MONTANO, ANDREW JOHN | MEMBER | 4709265 |
| ROTHBAUM, JOSHUA | MEMBER | 7781487 |
| SUH, DANIEL JAIPIL | MEMBER | 6458512 |
| TUTTLE, JEREMY PETER | MEMBER | 5847396 |
| WILSON, DAVID CALEB | MEMBER | 4725210 |
Disclosures
| Regulatory Event | 5 |
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