Joshua D. Wood
Professional summary
Joshua D Wood, who also goes by Joshua D. Wood, Joshua Wood, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Willmar, Minnesota.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua D Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2018 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 2320 Highway 12 E Ste 8, Willmar, MN 56201April 13, 2017 - August 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2014 - March 23, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 7, 2013 - October 4, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2018)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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