JH
Joshua K. Hallmark
KESTRA ADVISORY SERVICES
Austin, TX 78735
Some features on this profile are disabled
CRD#: 6175099
JH
Professional summary
Joshua Kale Hallmark, who also goes by Josh Hallmark, Joshua Kale Hallmark, Joshua Hallmark, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Hallmark | Joshua Kale Hallmark | Joshua Hallmark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Kale Hallmark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
Austin, TX
Current
May 22, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
December 6, 2022 - May 9, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FORT WORTH, TX
Past
December 6, 2022 - May 9, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FORT WORTH, TX
Past
April 5, 2022 - December 2, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
January 6, 2022 - November 28, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
May 14, 2021 - August 2, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
April 24, 2019 - August 21, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Past
May 27, 2013 - March 21, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2023)
RR
Alaska(5/22/2023)
RR
Arizona(5/22/2023)
RR
Arkansas(5/22/2023)
RR
California(5/22/2023)
RR
Colorado(5/22/2023)
RR
Connecticut(5/22/2023)
RR
Delaware(5/22/2023)
RR
District of Columbia(5/22/2023)
RR
Florida(5/22/2023)
RR
Georgia(5/22/2023)
RR
Hawaii(5/22/2023)
RR
Idaho(5/22/2023)
RR
Illinois(5/22/2023)
RR
Indiana(5/22/2023)
RR
Iowa(5/22/2023)
RR
Kansas(5/22/2023)
RR
Kentucky(5/22/2023)
RR
Louisiana(5/22/2023)
IAR
Louisiana(5/22/2023)
RR
Maine(5/22/2023)
RR
Maryland(5/22/2023)
RR
Massachusetts(5/22/2023)
RR
Michigan(5/22/2023)
RR
Minnesota(5/22/2023)
RR
Mississippi(5/22/2023)
RR
Missouri(5/22/2023)
RR
Montana(5/22/2023)
RR
Nebraska(5/22/2023)
IAR
Nebraska(5/23/2023)
RR
Nevada(5/22/2023)
RR
New Hampshire(5/22/2023)
IAR
New Hampshire(5/22/2023)
RR
New Jersey(5/22/2023)
RR
New Mexico(5/22/2023)
RR
New York(5/22/2023)
RR
North Carolina(5/22/2023)
RR
North Dakota(5/22/2023)
RR
Ohio(5/22/2023)
RR
Oklahoma(5/22/2023)
RR
Oregon(5/22/2023)
RR
Pennsylvania(5/22/2023)
RR
Puerto Rico(5/22/2023)
RR
Rhode Island(5/22/2023)
RR
South Carolina(5/22/2023)
RR
South Dakota(5/22/2023)
RR
Tennessee(5/22/2023)
RR
Texas(5/22/2023)
IAR
Texas(5/22/2023)
RR
Utah(5/22/2023)
RR
Vermont(5/22/2023)
RR
Virgin Islands(5/22/2023)
RR
Virginia(5/22/2023)
RR
Washington(5/22/2023)
RR
West Virginia(5/22/2023)
RR
Wisconsin(5/22/2023)
RR
Wyoming(5/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
