William P. Gabriel
Professional summary
William Paul Gabriel, who also goes by Bill Gabriel, is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois and JUMP EXECUTION, LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 2014. William has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Paul Gabriel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2018 - Present
JUMP TRADING, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654February 23, 2022 - Present
JUMP EXECUTION, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654July 7, 2014 - July 18, 2018
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 9/15/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP EXECUTION, LLC
CRD#: 313060 / SEC#: , 8-70668
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
