Matthew E. Unger
Professional summary
Matthew Evan Unger, who also goes by Matthew E Unger, is a registered financial advisor currently at FOCUS ASSET MANAGEMENT LLC located in New York, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Evan Unger's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2021 - Present
FOCUS ASSET MANAGEMENT LLC
Office #1: 555 Madison Avenue 5th Floor, New York, NY 10022June 7, 2019 - December 31, 2020
FOCUS ASSET MANAGEMENT LLC
November 15, 2017 - May 3, 2019
FISHER INVESTMENTS
May 18, 2016 - November 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2016 - November 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2015 - April 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2015 - April 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2015 - March 16, 2015
MSI FINANCIAL SERVICES, INC.
August 14, 2014 - January 9, 2015
PHX FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2021)
(6/28/2021)
Exams
Current Firm
FOCUS ASSET MANAGEMENT LLC
CRD#: 304183 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 13,320,575 |
Red Flags
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