Srihari D. Seshadri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srihari Dinesh Seshadri, who also goes by Hari Dinesh Seshadri, was a registered financial professional .
Srihari is a previously registered financial professional and started their career in finance in 2013. Srihari had worked at 2 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - February 17, 2015
JANE STREET MARKETS, LLC
April 30, 2013 - November 4, 2021
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/26/2013
Limited Representative-Equity Trader ExamCurrent Firm
JANE STREET MARKETS, LLC
CRD#: 104485 / SEC#: , 8-52950
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | SOLE MEMBER | |
| EMMET, RICHARD STOCKTON | OPERATING COMMITTEE MEMBER/CEO | 4712665 |
| HARRISON, MARIE ELIZABETH | FINOP | 4621035 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| PROCTOR, DAVID ANTHONY | CHIEF COMPLIANCE OFFICER | 5053284 |
| SCHAAD, IAN RUSSELL | OPERATING COMMITTEE MEMBER | 2568033 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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