Lauren H. Jason

DOMINION PORTFOLIO MANAGEMENT

CANTON, TX 75103

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CRD#: 6171844

Professional summary

Lauren Hester Jason, who also goes by Lauren Patricia Hester, is a registered financial advisor currently at DOMINION PORTFOLIO MANAGEMENT, INC. located in Canton, Texas and CALTON & ASSOCIATES, INC. located in Canton, Texas.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Lauren has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Lauren Patricia Hester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LAUREN H. JASON; NOT INVESTMENT RELATED; 951 W. DALLAS STREET, CANTON, TEXAS 75103; INSURANCE SALES, AGENT; BEGAN 2013; 10 HOURS PER MONTH 2. HESTER & COMPANY PC; NOT INVESTMENT RELATED; 951 W. DALLAS ST., CANTON, TX 75103; ACCOUNTING AND TAX PREPARATION; CPA; BEGAN 01/01/2013, NOW KNOWN AS HESTER JASON, PC; 80 HOURS PER MONTH INCLUDING DURING TRADING. 3. DBA TRANSWORLD BUSINESS ADVISORS; (TALISMAN BUSINESS ADVISORS, LLC); NO INVESTMENT RELATED; 951 W. DALLAS, CANTON, TX 75103; REAL ESTATE AND ASSET MARKETING SERVICES; BEGAIN IN 2016; 25 HOURS PER MONTH INCLUDING DURING TRADING; REAL ESTATE AND ASSET SALES 4. DBA CLEARMARK FINANCIAL AND INSURANCE SERVICES, LLC; INVESTMENT RELATED; 951 W. DALLAS STREET, CANTON, TX 75103; INSURANCE SALES; AGENT, BEGAN 2017; 10 HOURS PER MONTH INCLUDING DURING TRADING; FIXED ANNUITY AND PROPERTY AND CASUALTY SALES. 5. DBA FOUR TREES REAL ESTATE SERVICES, LLC; NOT INVESTMENT RELATED; 951 WEST DALLAS STREET, CANTON, TX 75103, REAL ESTATE SALES, BEGAN IN 2017; 10 HOURS PER MONTHH INCLUDING DURING TRADING REAL ESTATE SALES. 6. LHJ FINANCIAL SERVICES, PLLC, NOT INVESTMENT RELATED, 951 W. DALLAS ST., CANTON, TX 75103, ACCOUNTING AND TAX CONSULTATION, CPA, BEGAN 07-01-2015, 80 HOURS PER MONTH. 7. BISON CREEK MANAGEMENT SERVICES, LLC DBA FOUR POINTS RANCH, NOT INVESTMENT RELATED, 951 W. DALLAS STREET, CANTON, TEXAS 75103, FARM AND RANCH-CATTLE AND HAY, BEGAN 2020, 40 HOURS PER MONTH. 8. CANTON LITTLE DRIBBLERS BOARD OF DIRECTORS-MEMBER-2.0 HRS A MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Hester Jason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2022 - Present

DOMINION PORTFOLIO MANAGEMENT, INC.

Office #1: 951 West Dallas Street, Canton, TX 75103

RIA

CRD#: 106918

CANTON, TX

Current

June 30, 2023 - Present

CALTON & ASSOCIATES, INC.

Office #1: 951 West Dallas Street, Canton, TX 75103

RIA

CRD#: 20999

Canton, TX

Past

February 23, 2017 - February 25, 2020

DOMINION PORTFOLIO MANAGEMENT, INC.

RIA

CRD#: 106918

CANTON, TX

Past

February 23, 2017 - July 20, 2023

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

CANTON, TX

Past

September 1, 2016 - March 6, 2017

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

CANTON, TX

Past

September 1, 2016 - March 6, 2017

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

CANTON, TX

Past

January 16, 2015 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

CANTON, TX

Past

September 23, 2013 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CANTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(2/15/2022)

Texas
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

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Contact information

Main Address

1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654

Mailing Address

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

Phone number

(813) 264-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOMINION PORTFOLIO MANAGEMENT, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 261,299,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lauren H. Jason

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Hester Jason's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION INVESTOR SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DOMINION PORTFOLIO MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/23/2013

FINRA

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOMINION PORTFOLIO MANAGEMENT, INC.

TRUST BUT VERIFY

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