Brian A. Simms
Professional summary
Brian Allen Simms is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in West Chester , Pennsylvania.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Allen Simms's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
May 1, 2024 - October 31, 2025
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 21, 2017 - May 1, 2024
OSAIC FA, INC.
February 25, 2014 - April 5, 2017
VOYA FINANCIAL ADVISORS, INC.
March 15, 2013 - February 25, 2014
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
(11/7/2025)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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