FC
Federico Cardona
STONECREST ADVISORS
Guaynabo, PR 00969
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CRD#: 6170765
FC
Professional summary
Federico Cardona was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Federico Cardona, who also goes by Federico Antonio Cardona, Federico Cardona Firpi, Federico Felices, is a registered financial advisor currently at STONECREST ADVISORS, INC. located in Guaynabo, and STONECREST CAPITAL MARKETS, INC. located in Guaynabo, .
Federico is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Federico has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Federico Antonio Cardona | Federico Cardona Firpi | Federico Felices
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stonecrest Advisors, Inc.; Investment related: Yes; Address: 1369 Ashford Ave San Juan, PR 00907; Nature: Investment Advisor; Position: Investment Advisor Representative; Start Date: 10/22; Hours/month: 160; During Trading Hours: 160; Duties: Investment Advisor 2) Jugueter�a Felices LLC; Investment related:NO; Adress: 101 Ave. Ortegon Apt. 1702 Plaza Athene Guaynabo PR 00966; Personal Holdings Company; Owner; Start Date: July 2023; Hours/month: 4; During trading Hours: 0; Rep keeps personal items, such as watches, art pieces, collector footwear (sneakers), cars, and other items under this LLC and may trade on some of these items in the future, with the opportunity of receiving income. 3) Opus Group LLC; Investment related: NO; Address: 475 Calle C Los Frailes Industrial Park Guaynabo PR 00969: Real Estate Development Company: 50% Owner: Start Date: July 2023; Hours/month:16 During Trading Hours: 0; Rep will be directly involved in the business decisions and will receive income and dividends from the business. 4) Cobos S.E.; Investment related: NO; Address: Metro Office Park 13 2nd Street Suite 301 Guaynabo PR 00968; Family Real Estate business; Part Owner (9.9% participation); Start Date: July 2023; Hours/month: 4; During Trading Hours: 0; Rep is not involved in the day to day operations. He will receive sporadic dividends as a family member.
CRS (Client Relationship Summary) - RIA
Click below to view Federico Cardona's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2022 - Present
STONECREST ADVISORS, INC.
Office #1: 475 Calle C Suite 507, Guaynabo, PR 00969RIA
CRD#: 142095
Guaynabo, PR
Current
October 21, 2022 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 475 Calle C Suite 507, Guaynabo, PR 00969BD
CRD#: 39616
Guaynabo, PR
Past
March 29, 2021 - October 26, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Orlando, FL
Past
March 26, 2021 - October 26, 2022
MORGAN STANLEY
BD
CRD#: 149777
Orlando, FL
Past
June 3, 2013 - March 27, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GUAYNABO, PR
Past
April 16, 2013 - March 27, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GUAYNABO, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/25/2022)
IAR
Florida(2/13/2023)
RR
Georgia(10/25/2022)
RR
New York(10/25/2022)
IAR
New York(11/10/2022)
RR
Puerto Rico(10/21/2022)
IAR
Puerto Rico(11/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 West 6th Street Suite 1550, Austin, TX 78701-4666
Mailing Address
Phone number
(866) 342-1069
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 155,297,658 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
