JR
Jason R. Romero
ASSET DEDICATION
San Francisco, CA 94104-3475
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CRD#: 6170374
JR
Professional summary
Jason Robert Romero is a registered financial advisor currently at ASSET DEDICATION, LLC located in San Francisco, California.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jason has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FOLSOM LAKE ASPHALT RACING POSITION: Driver NATURE: Sole Proprietorship, BrettParker owns Folsom Lake Asphalt Racing and I drive the racecar. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2016 ADDRESS: 7620 King Rd, Loomis CA 95650 DESCRIPTION: I drive the Racecar 2) GENOVESE BURFORD & BROTHERS ASSET MANAGEMENT POSITION: Trader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/01/2016 ADDRESS: 1515 Response Rd., Sacramento CA 95815, United States; DESCRIPTION: I trade for the Fee based accounts under the direction of the advisors. 3) Prairie City QSAC Position: Founder and owner. Nature - Non-pro?t. A remote control car social club. Not investment related, anticipate 10 hours per month, and began on November 30, 2022.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Robert Romero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2022 - Present
ASSET DEDICATION, LLC
Office #1: 220 Montgomery Street #1098, San Francisco, CA 94104-3475RIA
CRD#: 151988
San Francisco, CA
Past
May 10, 2018 - December 31, 2021
ASSET DEDICATION, LLC
RIA
CRD#: 151988
SAN FRANCISCO, CA
Past
October 25, 2016 - March 29, 2019
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC
RIA
CRD#: 105698
Sacramento, CA
Past
February 17, 2014 - May 11, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AD
ASSET DEDICATION, LLC
ASSET DEDICATION, LLC | BRANNING WEALTH MANAGEMENT, LLC
CRD#: 151988 / SEC#: 801-71892
RIA
Registered Investment Advisory firm - (11/15/2010 Approved)California
Registered Investment Advisory firm - (11/19/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AD
ASSET DEDICATION, LLC
ASSET DEDICATION, LLC | BRANNING WEALTH MANAGEMENT, LLC
CRD#: 151988 / SEC#: 801-71892
RIA
Registered Investment Advisory firm - (11/15/2010 Approved)California
Registered Investment Advisory firm - (11/19/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 Montgomery Street #1098, San Francisco, CA 94104-3475
Mailing Address
Phone number
(866) 535-0897
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,002 |
| AUM (Assets Under Management) | $ 2,612,447,129 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
