AA
Amanda A. Alksnitis
CETERA INVESTMENT ADVISERS LLC
PEMBROKE, NH 03275
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CRD#: 6169230
AA
Professional summary
Amanda Ann Alksnitis, who also goes by Amanda Ann Wahl, Amanda Ann Wood, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pembroke, New Hampshire and CETERA FINANCIAL SPECIALISTS LLC located in Pembroke, New Hampshire.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Amanda has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Ann Wahl | Amanda Ann Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAPITOL REGION MOTHERS OF MULTIPLES, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CO-PRESIDENT, MANAGE EVENTS, MONITOR MEMBERSHIPS, RUN MONTHLY MEETINGS, STRATEGIZE FUNDRAISING, 0.25H/WEEK, SINCE 06/2022 2) ALDER TREE FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL ADVISOR, WEALTH MANAGER, OWNER, DBA FOR INVESTMENT BUSINESS, ASSIST CLIENTS WITH FINANCES, BUILD FINANCIAL PLANS, INVESTMENTS, BUDGETS, EDUCATION, RETIREMENT PLANNING, COLLEGE PLANNING, SOCIAL SECURITY STRATEGIES, EMPLOYEE BENEFITS, ESTATE PLANNING, 50H/WEEK, 40H/WEEK DURING TRADING HOURS, SINCE 11/2021 3) EQUINE TEACHER AND TRAINER, NOT INVESTMENT RELATED, CANTERBURY, NH, TEACHING RIDING LESSONS AND TRAINING HORSES, 1H/WEEK, SINCE 06/1999
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Ann Alksnitis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 146 Pembroke St, Pembroke, NH 03275RIA
CRD#: 105644
PEMBROKE, NH
Current
December 16, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
PEMBROKE, NH
Past
September 16, 2019 - November 19, 2024
THE PATRIOT FINANCIAL GROUP, LLC
RIA
CRD#: 172470
Pembroke, NH
Past
September 13, 2019 - December 15, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PEMBROKE, NH
Past
April 21, 2017 - September 19, 2019
EQUITY SERVICES, INC.
RIA
CRD#: 265
Manchester, NH
Past
October 18, 2016 - September 19, 2019
EQUITY SERVICES, INC.
BD
CRD#: 265
Manchester, NH
Past
September 6, 2013 - June 29, 2016
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CONCORD, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2024)
RR
California(7/2/2024)
RR
Colorado(3/17/2025)
RR
Connecticut(8/7/2023)
RR
Delaware(6/23/2025)
RR
District of Columbia(12/16/2022)
RR
Florida(12/16/2022)
RR
Georgia(6/10/2024)
RR
Idaho(12/16/2022)
RR
Illinois(2/13/2025)
RR
Maine(12/16/2022)
RR
Maryland(12/16/2022)
RR
Massachusetts(12/16/2022)
RR
Michigan(3/9/2023)
RR
Montana(12/16/2022)
RR
New Hampshire(12/16/2022)
IAR
New Hampshire(12/16/2022)
RR
New Jersey(9/25/2023)
RR
New York(12/16/2022)
RR
North Carolina(12/16/2022)
RR
North Dakota(6/28/2023)
RR
Oregon(5/14/2024)
RR
Pennsylvania(4/5/2023)
RR
Virginia(12/16/2022)
RR
Washington(12/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
