Kathleen B. Pena
Professional summary
Kathleen Bianel Pena, who also goes by Kathleen B Pena, Kathleen Bianel Pena, Kathleen Pena, Kathleen Pena-schurr, is a registered financial professional currently at SPIRE SECURITIES, LLC located in Mclean, Virginia.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2015. Kathleen has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Bianel Pena's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2025 - Present
SPIRE SECURITIES, LLC
Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102July 6, 2022 - March 10, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
February 14, 2019 - March 5, 2021
CITIGROUP GLOBAL MARKETS INC.
June 27, 2015 - January 17, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 4/11/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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