KW
Kade C. West
THRIVENT INVESTMENT MANAGEMENT
Twin Falls, ID 83301
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CRD#: 6168586
KW
Professional summary
Kade Cecil West is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Twin Falls, Idaho.
Kade is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kade has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KVW LLC POSITION: Partner NATURE: Real estate holding INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 1047 E 2700 S, Hagerman ID 83332, United States DESCRIPTION: Have property managers to manage most of the duties. SOUTHERN IDAHO NAIFA POSITION: Board Member NATURE: NAIFA has changed nationally and we dont actually have a traditional board. We now only meet once every couple of months and discuss any fundraising opportunities. We now send our fundraising proceeds to Boise and they pay our expenses. This is very new and we are trying to figure it out. Southern Idaho National Associations for Insurance and Financial Advisors is a local chapter of NAIFA. We meet once a month and learn about lots of topics partaning to our fields. I will sit on the board to help make decisions for our local chapter. it is a 2yr commitment. I should be coming off right now but I missed the last meeting and I thinkI will be on the board. NAIFA just changed how they operate and I am unclear weather our chapter board will need to be running. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/07/2016 ADDRESS: 1503 Blue Lakes Blvd North, Twin Falls ID 83301, United States DESCRIPTION: Sit on the board to help make decisions for our chapter. I have informed the board I will not be a part of any financial decisions. 4WEST LLC POSITION: Partner NATURE: My wife and I are building an office and building and we wanted an LLC dedicated to the investment to keep things very separate and clean. We will not be putting any other property or investments into this LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2019 ADDRESS: 1047 E 2700 S, Hagerman ID 83332, United States DESCRIPTION: Not much just pay my mortgage through it.
CRS (Client Relationship Summary) - RIA
Click below to view Kade Cecil West's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kade Cecil West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 225 Canyon Crest Dr, Twin Falls, ID 83301RIA
BD
CRD#: 18387
Twin Falls, ID
Current
June 24, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 225 Canyon Crest Dr, Twin Falls, ID 83301RIA
BD
CRD#: 18387
Twin Falls, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/13/2021)
RR
Arizona(12/2/2015)
RR
California(10/10/2024)
RR
Colorado(9/30/2020)
RR
Idaho(7/12/2013)
IAR
Idaho(7/12/2013)
RR
Illinois(9/19/2024)
RR
Iowa(3/8/2019)
RR
Minnesota(9/19/2024)
RR
Missouri(7/29/2021)
RR
Montana(12/2/2015)
RR
Nevada(3/25/2020)
RR
Oregon(12/2/2015)
RR
Tennessee(9/19/2024)
RR
Texas(9/30/2020)
IAR
Texas(10/1/2020)
RR
Utah(5/4/2018)
RR
Washington(12/7/2021)
RR
Wyoming(9/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Twin Falls, ID 83301TRUST BUT VERIFY
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