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PG

Philip M. Giordano

WAKE WEALTH MANAGEMENT CO.
RALEIGH, NC 27612
Some features on this profile are disabled
CRD#: 6167919
PG

Professional summary

Philip Mario Giordano, who also goes by Phil Mario Giordano, is a registered financial advisor currently at WAKE WEALTH MANAGEMENT CO. located in Raleigh, North Carolina and LPL FINANCIAL LLC located in Franklinton, North Carolina.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Philip has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Phil Mario Giordano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Mario Giordano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2015 - Present

WAKE WEALTH MANAGEMENT CO.

Office #1: 4509 Creedmoor Road Suite 201, Raleigh, NC 27612
RIA
CRD#: 159170
RALEIGH, NC
Current

May 1, 2025 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
FRANKLINTON, NC
Past

October 28, 2013 - May 1, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
Franklinton, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(2/11/2015)
RR
North Carolina
(5/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/29/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WW
WAKE WEALTH MANAGEMENT CO.
WAKE WEALTH MANAGEMENT CO.

CRD#: 159170 / SEC#:

North Carolina
Registered Investment Advisory firm - (9/26/2011 Approved)
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Contact information

Main Address
4509 Creedmoor Road Suite 201, Raleigh, NC 27612
Mailing Address
222 Main Street Suite 500, Salt Lake City, UT 84101
Phone number
(919) 570-3300
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts41
AUM (Assets Under Management)$ 8,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAKE WEALTH MANAGEMENT CO.

CRD#: 159170Raleigh, NC 27612

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