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Prabhat Jayara

CRD# 6167432·Registered 2014 - 2014
Previously Registered: Being a previously registered professional could mean that Prabhat is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Prabhat Jayara, who also goes by Jay Jayara, was a registered financial advisor. Prabhat was a previously registered financial professional and started their career in finance 2014 - 2014. Prabhat had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Jayara

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

GROUP ONE TRADING LLC·CRD# 37484
BD
Chicago, IL
January 30, 2014 - April 17, 2014

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Current Firm

GO
GROUP ONE TRADING LLC

GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.

CRD#: 37484 / SEC#: 8-47762
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Mailing Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Phone Number

(312) 347-8864

Established

Delaware since 10/01/2024

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GROUP ONE HOLDINGS LLCMEMBER—
HUTCHINSON, JAMES FRANCISCHIEF OPERATING OFFICER2425738
KINAHAN, JOHN ANTHONYCEO5877952
NOWICKI, PAUL ANTHONYCHIEF FINANCIAL OFFICER6097424
TONDO-KRAMER, KYLECHIEF COMPLIANCE OFFICER6034373

Disclosures

Regulatory Event

33

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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