Josue G. Ortiz
Professional summary
Josue Gabriel Ortiz, CFP®, who also goes by Josue Ortiz, Josue Gabriel Ortiz, Josue Ortiz-santana, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Josue is registered as a RR (Registered Representative) and started their career in finance in 2013. Josue has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Josue Gabriel Ortiz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2024 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215March 26, 2021 - November 8, 2024
NATIONWIDE SECURITIES, LLC
March 26, 2021 - November 8, 2024
NATIONWIDE SECURITIES, LLC
October 2, 2019 - April 7, 2021
NATIONWIDE INVESTMENT ADVISORS, LLC
September 16, 2019 - April 7, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 25, 2019 - July 24, 2019
CABOT LODGE SECURITIES LLC
January 9, 2019 - March 29, 2019
USAA FINANCIAL ADVISORS, INC.
March 7, 2016 - April 10, 2018
PROVASI CAPITAL PARTNERS LP
August 12, 2014 - December 4, 2015
REALTY CAPITAL SECURITIES, LLC
April 3, 2013 - August 20, 2014
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2024)
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
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