Kathleen M. West
Professional summary
Kathleen M West, who also goes by Kathleen Marie Murphy, Kathleen M West, Kathleen Marie West, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2013. Kathleen has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen M West's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Avenue, Summit, NJ 07901February 23, 2017 - October 25, 2024
AVANTAX INVESTMENT SERVICES, INC.
March 26, 2013 - January 17, 2017
M&T SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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