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JB

Joshua E. Barrett

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CRD#: 6166951
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Earl Barrett was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 2014. Joshua had worked at 2 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 29, 2015 - December 3, 2019

CREWE CAPITAL

BD
CRD#: 152527
Salt Lake City, UT
Past

February 26, 2014 - July 17, 2015

SILBER BENNETT FINANCIAL, INC.

BD
CRD#: 156435
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/23/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2014
General Securities Representative Examination

Current Firm

CC
CREWE CAPITAL
CENTENNIAL PEAKS CAPITAL | FIVE PRIME ADVISORS, LLC | CREWE CAPITAL, LLC | CREWE CAPITAL | CREWE

CRD#: 152527 / SEC#: , 8-68460

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
650 S Main St Suite 777, Salt Lake City, UT 84101
Mailing Address
650 S Main St Suite 777, Salt Lake City, UT 84101
Phone number
(385) 322-3100
Established
New York since 10/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CREWE HOLDINGS, LLC99% MEMBERSHIP OWNERSHIP IN CREWE CAPITAL, LLC
BENNETT, MICHAEL PATRICKPRINCIPAL OPERATING OFFICER5408084
BENNETT, MICHAEL PATRICKMANAGING PARTNER, CHIEF EXECUTIVE OFFICER, EXECUTIVE REPRESENTATIVE5408084
KING, ROBERT SMEMBER, FINANCIAL OPERATIONS PRINCIPAL1608075
KING, ROBERT SPRINCIPAL FINANCIAL OFFICER1608075
MELLIES, CADE STEWARTPARTNER, CHIEF COMPLIANCE OFFICER6661420
MITCHELL, JESSE THOMASPARTNER7299786
RASMUSSEN, JARED JAYPARTNER6821885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREWE CAPITAL

CRD#: 152527

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