Steven M. Hiraga
SMITH BRUER
Tallahassee, FL 32317
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CRD#: 6166868
Professional summary
Steven Michael Hiraga, CFP® is a registered financial advisor currently at SMITH BRUER located in Tallahassee, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Steven has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a CFP® I enjoy creating and presenting a process-guided plan that focuses on achieving desired outcomes. This allows me to create long term relationships and particpate in the financial decisions that arise throughout the lives of those I work with.
Through the use of advanced planning techniques and a commitment to making recommendations that are in the best interests of my clients, I believe that I can provide clarity to the uncertainty that comes with financial questions that can be complex and challenging.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Investment Planning
Education Planning
Retirement Planning
Estate Planning
Do you have an area of expertise or specialization?
College/Education Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRAM VENTURES LLC, NOT INVESTMENT RELATED, 3112 HAWKS DR TALLAHASSEE FL 32309, RAISE CAPITAL TO CONTRIBUTE TO THE DEVELOPMENT OF PHARMACEUTICIAL DRUG AT FLORIDA ST UNIVERSITY, MEMBER, START DATE 11/2/2012, DETERMINE & DISTRIBUTE AVAILABLE FUNDS ANNUALLY OR AT MORE FREQUENT INTERVALS AS THEY SEE FIT, 0 HPM, 0 HRS TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Hiraga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 19, 2016 - Present
SMITH BRUER
Office #1: 1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317RIA
CRD#: 284508
Tallahassee, FL
Past
February 26, 2015 - September 30, 2016
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
TALLAHASSEE, FL
Past
March 28, 2014 - February 18, 2015
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TALLAHASSEE, FL
Past
May 22, 2013 - February 18, 2015
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SMITH BRUER
SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS
CRD#: 284508 / SEC#: 801-116727
RIA
Registered Investment Advisory firm - (6/6/2019 Approved)Florida
Registered Investment Advisory firm - (8/5/2019 Terminated)Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/7/2021)
IAR
Florida(8/19/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SMITH BRUER
SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS
CRD#: 284508 / SEC#: 801-116727
RIA
Registered Investment Advisory firm - (6/6/2019 Approved)Florida
Registered Investment Advisory firm - (8/5/2019 Terminated)Texas
Registered Investment Advisory firm - (6/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317
Mailing Address
Phone number
(850) 877-0803
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 419 |
| AUM (Assets Under Management) | $ 198,230,406 |
Red Flags
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Company Information
SMITH BRUER
CRD#: 284508Tallahassee, FL 32317TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
