RT
Robert Theisen
EAGLE STRATEGIES LLC
GILBERTSVILLE, PA
Some features on this profile are disabled
CRD#: 6166741
RT
Professional summary
Robert Theisen JR, who also goes by Robert A Theisen Jr., Robert A Theisen, Robert Alan Theisen, Robert Theisen A, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Gilbertsville, Pennsylvania and NYLIFE SECURITIES LLC located in Gilbertsville, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert A Theisen Jr. | Robert A Theisen | Robert Alan Theisen | Robert Theisen A
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[United Way of Boyertown; To improve lives by mobilizing the caring power of our community.; P.O. Box 213, Boyertown, PA 19512; Start Date 10/2014; Role/Title: Officer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; 125 Chalet Rd., Gilbertsville, PA 19525; Start Date 12/2018; 8 hours per month; 8 hours per month during securities trading hours] [Perkiomen School; Volunteer to support student activities and faculty; 200 Seminary Street, Pennsburg, PA 18073; Start Date 01/2024; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 4 hours per month during securities trading hours; support students with transportation, shopping, and challenges of living away from home. Assist faculty with on campus activities] [Boyertown Area Historical Society; Board member and volunteer for local historical society; 43 S Chestnut St, Boyertown, PA 19512; Start Date 04/2023; Role/Title: Board Member; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Board member participating in the administrative and organization decision making] [Salvation Army of Boyertown ; Volunteer. To improve lives by mobilizing the caring power of our community and meeting human needs wherever, whenever, and however we can.; 409 S Reading Ave, Boyertown, PA 19512; Start Date 01/2023; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 2 hours per month during securities trading hours; help with food pantry and lunch programs as well as back to school back pack and supply operations][Perkiomen School Campaign Committee; Committee member for the Perkiomen School Fundraising Committee; 200 Seminary St, Pennsburg, PA 18073; Start Date 11/2024; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; Board meetings, generating and implementation of fundraising ideas]
CRS (Client Relationship Summary) - RIA
Click below to view Robert Theisen JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2024 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
GILBERTSVILLE, PA
Current
April 21, 2014 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GILBERTSVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2018)
RR
California(1/10/2023)
RR
Delaware(11/9/2022)
RR
Indiana(8/8/2025)
RR
Maryland(2/26/2025)
RR
New Jersey(2/17/2016)
RR
New York(2/17/2016)
RR
North Carolina(3/10/2025)
RR
Ohio(6/14/2024)
RR
Pennsylvania(11/30/2015)
IAR
Pennsylvania(11/20/2024)
RR
South Carolina(1/4/2022)
RR
Virginia(5/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
