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EG

Ethan J. Goff

ALTMAN ADVISORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6166264
EG

Professional summary

Ethan James Goff, who also goes by Ethan Goff, is a registered financial advisor currently at ALTMAN ADVISORS located in Chicago, Illinois.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ethan has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ethan Goff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan James Goff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2022 - Present

ALTMAN ADVISORS

Office #1: 233 S Wacker Dr. Suite 9750, Chicago, IL 60606
RIA
CRD#: 281778
Chicago, IL
Past

February 15, 2018 - May 3, 2021

CWM, LLC

RIA
CRD#: 155344
Omaha, NE
Past

July 28, 2015 - January 30, 2018

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 107975
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALTMAN ADVISORS
ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA
Registered Investment Advisory firm - (7/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2015
Uniform Investment Adviser Law Examination

Current Firm

AA
ALTMAN ADVISORS
ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA
Registered Investment Advisory firm - (7/15/2016 Approved)
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Contact information

Main Address
233 S Wacker Dr. Suite 9750, Chicago, IL 60606
Mailing Address
Phone number
(312) 759-7801
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONSOLIDATED FIRM/ WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts609
AUM (Assets Under Management)$ 427,936,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTMAN ADVISORS

CRD#: 281778Chicago, IL 60606

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