Timothy J. Koester

CINCINNATI, OH

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CRD#: 6166067

Professional summary

Timothy James Koester, CFP®, who also goes by Timothy J Koester, Timothy James Koester, was a registered financial advisor .

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy J Koester | Timothy James Koester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boards of Directors; Cincinnati Therapeutic Riding and Horsemanship; Treasurer; Milford, OH 45150; Investment Related; Dec 2019; 5-10 hours per month; 0 during trading hours. Monitoring Assets, Liability & Cash Flow.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 12, 2025 - Present

CINCINNATI, OH

Past

September 21, 2022 - April 10, 2025

JOURNEY ADVISORY GROUP, LLC

RIA

CRD#: 171919

Blue Ash, OH

Past

April 21, 2020 - September 20, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Crestview Hills, KY

Past

April 3, 2020 - September 20, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Crestview Hills, KY

Past

June 8, 2018 - December 19, 2019

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

CINCINNATI, OH

Past

June 8, 2018 - December 19, 2019

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

January 2, 2015 - May 8, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

Past

January 2, 2015 - May 8, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CINCINNATI, OH

Past

June 3, 2013 - November 19, 2014

MORGAN STANLEY

RIA

CRD#: 149777

CINCINNATI, OH

Past

March 28, 2013 - November 19, 2014

MORGAN STANLEY

CRD#: 149777

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2013

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Koester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JOURNEY ADVISORY GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2013

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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