Daniel G. Goodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Grant Goodman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2013. Daniel had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - August 30, 2021
SECURITIZE MARKETS, LLC
March 20, 2015 - April 13, 2018
GRIFFIN CAPITAL SECURITIES, LLC
July 9, 2014 - October 9, 2014
CCO CAPITAL, LLC
March 15, 2013 - July 2, 2014
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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