Joseph Nikolson
Professional Summary
Joseph Nikolson is a registered financial advisor currently at SECURITIZE MARKETS, LLC located in Fallbrook, California. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 57TO, Series 99TO, Series 3, Series 79TO, SIE, Series 31, Series 34, Series 55, Series 7, Series 52, Series 30, Series 14, Series 10, Series 27,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
DISTRIBUTED TECHNOLOGY MARKETS LLC | SECURITIZE MARKETS, LLC | ORCHARD PLATFORM MARKETS, LLC
Contact Information
Main Address
78 Sw 7th Street Suite 500, Miami, FL 33130Mailing Address
78 Sw 7th Street Suite 500, Miami, FL 33130Phone Number
(646) 918-5012Established
Delaware since 12/10/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/19/2024)
(2/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2020About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2004About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Nikolson's CRS (Customer Relationship Summary).
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