Christopher David Switala
Professional Summary
Christopher David Switala is a registered financial advisor currently at BRIGHTON SECURITIES CORP. located in Falconer, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.
Contact Information
Main Address
1703 Monroe Avenue, Rochester, NY 14618Mailing Address
1703 Monroe Avenue, Rochester, NY 14618-1487Phone Number
(585) 473-3590Established
New York since 03/05/1969Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
26SEC notice filing (28 States and Territories)
Registered to provide investment advisory services in 28 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 28 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
3,130AUM (Assets Under Management)
$930,950,057Disclosures
Regulatory Event
7Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/02/2026 | Cover Page | Report |
| 01/02/2025 | Cover Page | Report |
| 03/01/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.
State Registrations and Notice Filings
(8/7/2024)
(5/15/2024)
(5/20/2024)
(2/24/2025)
(2/9/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher David Switala's CRS (Customer Relationship Summary).
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