Christopher David Switala

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

BRIGHTON SECURITIES CORP.Current·CRD# 3875

RIA

BD

324 West Main Street, Falconer, NY 14733

August 14, 2023 - Present

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Current Firm

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1703 Monroe Avenue, Rochester, NY 14618

Mailing Address

1703 Monroe Avenue, Rochester, NY 14618-1487

Phone Number

(585) 473-3590

Established

New York since 03/05/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

26

SEC notice filing (28 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BSC ADV PART II BROCHURE - MARCH 2026 (3/24/2026)

Direct owners and executive officers

Name	Position	CRD#
BRIGHTON SECURITIES HOLDINGS INC	OWNER	—
ALBERTS, LORI ANN	CCO	—
ALBERTS, LORI ANN	CEO	2574827
CONBOY, GEORGE THOMAS	CHAIRMAN	1283395
LEACH, JENNY LEE	DIRECTOR OF COMPLIANCE	3257861
MELONI, EKATERINA A	FINOP	7923218

Regulatory Assets Under Management

Total Number of Accounts

3,130

AUM (Assets Under Management)

$930,950,057

Disclosures

Regulatory Event

7

Arbitration

1

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/02/2026	Cover Page	Report
01/02/2025	Cover Page	Report
03/01/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(8/7/2024)

RR

New York
(5/15/2024)

RR

Pennsylvania
(5/20/2024)

RR

Virginia
(2/24/2025)

RR

Washington
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.