SG
Stephen A. Gilchrist
INDEPENDENT WEALTH NETWORK
Los Angeles, CA 90067
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CRD#: 6164701
SG
Professional summary
Stephen Alexander Gilchrist, CIMA® is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Los Angeles, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephen has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GILCHRIST WEALTH MANAGEMENT; INVESTMENT RELATED; 1901 AVENUE OF THE STARS, STE. 200, LOS ANGELES, CA 90067; dba GILCHRIST WEALTH MANAGEMENT IN WHICH SECURITIES ARE OFFERED THROUGH INDEPENDENT WEALTH NETWORK; INDEPENDENT ADVISOR REPRESENTATIVE; 08/25/2022; 100 HOURS PER MONTH; 100 HOURS DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Alexander Gilchrist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2022 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Gilchrist Wealth Management 1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067RIA
CRD#: 286262
Los Angeles, CA
Past
July 23, 2015 - February 17, 2022
GNH ASSET MANAGEMENT, INC.
RIA
CRD#: 188517
SHERMAN OAKS, CA
Past
January 24, 2014 - June 2, 2015
M3 ASSET MANAGEMENT, INC.
RIA
CRD#: 169461
LOS ANGELES, CA
Past
April 26, 2013 - January 16, 2014
MORGAN STANLEY
RIA
CRD#: 149777
LOS ANGELES, CA
Past
March 22, 2013 - January 16, 2014
MORGAN STANLEY
BD
CRD#: 149777
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/17/2022)
IAR
Ohio(3/21/2022)
IAR
Pennsylvania(4/24/2025)
IAR
Texas(9/19/2022)
IAR
Washington(7/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
