John H. Bishop

WELLINGTON CAPITAL ADVISORS

San Francisco, CA 94104

Some features on this profile are disabled

CRD#: 6164317

Professional summary

John Hubert Bishop CPA, who also goes by John Hubert Bishop, is a registered financial advisor currently at WELLINGTON CAPITAL ADVISORS, LLC located in San Francisco, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Hubert Bishop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Hubert Bishop CPA's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2019 - Present

WELLINGTON CAPITAL ADVISORS, LLC

Office #1: 580 California Street Suite 1200, San Francisco, CA 94104

RIA

CRD#: 282696

San Francisco, CA

Past

February 8, 2016 - December 31, 2018

WELLINGTON CAPITAL ADVISORS, LLC

RIA

CRD#: 282696

SAN FRANCISCO, CA

Past

June 19, 2013 - October 25, 2015

BISHOP WEALTH MANAGEMENT, LLC

RIA

CRD#: 166915

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2013

Uniform Investment Adviser Law Examination

Current Firm

WELLINGTON CAPITAL ADVISORS, LLC

CRD#: 282696 / SEC#: 801-107231

RIA

Registered Investment Advisory firm - (11/1/2017 Terminated)

California

Registered Investment Advisory firm - (1/29/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

580 California Street Suite 1200, San Francisco, CA 94104

Mailing Address

Phone number

(415) 200-9140

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 28,763,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John H. Bishop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Hubert Bishop CPA's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLINGTON CAPITAL ADVISORS, LLC

WELLINGTON CAPITAL ADVISORS, LLC

BISHOP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2013

Current Firm

WELLINGTON CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLINGTON CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors