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SP

Shrey Patel

ATARAXIS CAPITAL
DURHAM, NC
Some features on this profile are disabled
CRD#: 6164248
SP

Professional summary

Shrey Patel, who also goes by Shrey Subhash Patel, is a registered financial advisor currently at ATARAXIS CAPITAL, LLC located in Durham, North Carolina.

Shrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Shrey has worked at 2 firms and has passed the Series 56 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shrey Subhash Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shrey Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2025 - Present

ATARAXIS CAPITAL, LLC

RIA
CRD#: 338150
DURHAM, NC
Past

February 28, 2013 - September 30, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/18/2025)

Exams

General Industry/Product Exam
RR
Series 56
Date: 4/15/2013
Proprietary Trader Qualification Examination

Current Firm

AC
ATARAXIS CAPITAL, LLC
ATARAXIS CAPITAL, LLC

CRD#: 338150 / SEC#:

North Carolina
Registered Investment Advisory firm - (11/18/2025 Approved)
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Contact information

Main Address
Durham, NC
Mailing Address
P.o. Box 126, Durham, NC 27701
Phone number
(704) 421-8706
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATARAXIS CAPITAL, LLC

CRD#: 338150Durham, NC

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