John M. Milliron
Professional summary
John Micah Milliron, who also goes by John M Milliron, John Milliron, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Scottsdale, Arizona and VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Micah Milliron's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2026 - Present
VANGUARD ADVISERS, INC.
March 9, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 N Northsight Blvd, Scottsdale, AZ 85260August 19, 2024 - February 27, 2026
THRIVENT INVESTMENT MANAGEMENT INC.
August 16, 2024 - February 27, 2026
THRIVENT INVESTMENT MANAGEMENT INC.
November 6, 2020 - July 31, 2023
USAA INVESTMENT SERVICES COMPANY
June 8, 2020 - July 31, 2023
USAA INVESTMENT SERVICES COMPANY
January 8, 2018 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
July 15, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
June 25, 2013 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
April 23, 2013 - June 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2013 - June 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2026)
(3/11/2026)
(3/9/2026)
Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.