Stephen C. Clubb
Professional summary
Stephen Chad Clubb, who also goes by Chad Clubb, Stephen Clubb, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Plymouth Meeting, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephen has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Chad Clubb's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2021 - Present
IAMS WEALTH MANAGEMENT, LLC
Office #1: 600 West Germantown Pike Suite 400, Plymouth Meeting, PA 19462February 28, 2020 - December 7, 2020
SECURIAN FINANCIAL SERVICES, INC.
December 19, 2019 - December 7, 2020
SECURIAN FINANCIAL SERVICES, INC.
August 3, 2017 - December 5, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2016 - January 25, 2017
THE O.N. EQUITY SALES COMPANY
April 4, 2013 - August 13, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2021)
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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