Daniel J. Sharkey

CASSADAY & COMPANY

Mclean, VA 22102

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CRD#: 6161768

Professional summary

Daniel James Sharkey is a registered financial advisor currently at CASSADAY & COMPANY, INC. located in Mclean, Virginia and OSAIC WEALTH, INC. located in Mclean, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CASSADAY & CO WEALTH MANAGEMENT, LLC POSITION: Associate Portfolio Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2022 ADDRESS: 8180 Greensboro Drive, Suite 1180, McLean VA 22102, United States DESCRIPTION: Prepare and participate in Investment Policy Committee meetings, monitor and assess individual investment managers and asset allocations, and conduct ongoing research on markets and investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Sharkey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2023 - Present

CASSADAY & COMPANY, INC.

Office #1: 8180 Greensboro Drive Suite 1180, Mclean, VA 22102

RIA

CRD#: 317672

Mclean, VA

Current

August 2, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 8180 Greensboro Dr. Suite 1180, Mclean, VA 22102

RIA

CRD#: 23131

Mclean, VA

Past

December 14, 2013 - August 21, 2015

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(9/9/2021)

IAR

Virginia
(7/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/8/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/2/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/24/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

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Contact information

Main Address

8180 Greensboro Drive Suite 1180, Mclean, VA 22102

Mailing Address

Phone number

(703) 506-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASSADAY AND COMPANY WEALTH MANGEMENT, LLC PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,155
AUM (Assets Under Management)	$ 5,982,798,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Sharkey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Sharkey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CASSADAY & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2021

Series 7TO

Date: 8/2/2021

SIE

Date: 4/24/2021

Series 7

Date: 12/13/2013

FINRA

Current Firm

CASSADAY & COMPANY, INC.

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASSADAY & COMPANY, INC.

TRUST BUT VERIFY

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