Charles L. Pizzillo
Professional summary
Charles L Pizzillo, CFP®, who also goes by Charles Lawrence Pizzillo Jr., Charles Lawrence Pizzillo, Charlie Pizzillo, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles L Pizzillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2023 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117May 15, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117July 15, 2021 - April 5, 2023
OSAIC FA, INC.
July 15, 2021 - April 5, 2023
OSAIC FA, INC.
November 26, 2018 - August 13, 2021
PARK AVENUE SECURITIES LLC
November 26, 2018 - August 13, 2021
PARK AVENUE SECURITIES LLC
February 14, 2018 - September 6, 2018
MORGAN STANLEY
February 14, 2018 - September 6, 2018
MORGAN STANLEY
June 9, 2014 - April 28, 2017
T. ROWE PRICE ADVISORY SERVICES, INC.
November 25, 2013 - January 26, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
