Nancy Listiawan

VERA WEALTH LLC

PASADENA, CA 91106

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CRD#: 6160905

Professional summary

Nancy Listiawan, CFP®, who also goes by Nancy Houang, is a registered financial advisor currently at VERA WEALTH LLC located in Pasadena, California.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nancy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Houang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Listiawan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 7, 2025 - Present

VERA WEALTH LLC

Office #1: 1055 East Colorado Boulevard 5th Floor, Pasadena, CA 91106

RIA

CRD#: 333522

PASADENA, CA

Past

April 18, 2013 - January 2, 2025

AMI ASSET MANAGEMENT CORP

RIA

CRD#: 110291

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2013

Uniform Investment Adviser Law Examination

Current Firm

VERA WEALTH LLC

CRD#: 333522 / SEC#:

California

Registered Investment Advisory firm - (1/7/2025 Approved)

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Contact information

Main Address

1055 East Colorado Boulevard 5th Floor, Pasadena, CA 91106

Mailing Address

Phone number

(626) 219-0288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nancy Listiawan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Listiawan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERA WEALTH LLC

AMI ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2013

Current Firm

VERA WEALTH LLC

Contact information

Documents

Red Flags

Company Information

VERA WEALTH LLC

TRUST BUT VERIFY

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