JK
Joshua D. Krafchick
369 FINANCIAL LLC
Jacksonville, FL 32256
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CRD#: 6160475
JK
Professional summary
Joshua Daniel Krafchick is a registered financial advisor currently at 369 FINANCIAL LLC located in Jacksonville, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joshua has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Author/Public Speaker, 10/2018, 9424 Baymeadows Rd. Unit 250 Jacksonville, FL 32256 owner since Jan. 1, 2022, non-investment related, 10 hours monthly, 0/Trading 2. Unconventional Money Guide Blog, 9424 Baymeadows Rd. Unit 250 Jacksonville, FL 32256 1/2018, 5 HRS/week, 0 HRS/Trading 3. Don't Have a Stroke, LLC, 9424 Baymeadows Rd. Unit 250 Jacksonville, FL 32256 1/2022, 10 HRS/week, 0 HRS/Trading 4. UBER Driver, 1455 Market St. Ste 400 San Francisco, CA 94103, 07/2022, 10HRS/WEEK, 0HRS/TRADING It's anticipated Mr. Joshua Krafchick spends 5% of his professional time on these activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Daniel Krafchick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2020 - Present
369 FINANCIAL LLC
Office #1: 9428 Baymeadows Rd Suite 502, Jacksonville, FL 32256RIA
CRD#: 307530
Jacksonville, FL
Past
July 29, 2019 - January 31, 2020
STANDFAST ASSET MANAGEMENT, LLC
RIA
CRD#: 136671
PONTE VEDRA BEACH, FL
Past
March 23, 2017 - June 14, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Jacksonville, FL
Past
March 16, 2017 - June 14, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
JACKSONVILLE, FL
Past
August 12, 2013 - March 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
July 31, 2013 - March 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
April 16, 2013 - May 23, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/7/2025)
IAR
Florida(4/21/2020)
IAR
Maryland(8/8/2023)
IAR
Texas(8/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
3F
369 FINANCIAL LLC
369 FINANCIAL LLC
CRD#: 307530 / SEC#:
Arizona
Registered Investment Advisory firm - (4/7/2025 Approved)Florida
Registered Investment Advisory firm - (4/21/2020 Approved)Maryland
Registered Investment Advisory firm - (8/8/2023 Approved)Texas
Registered Investment Advisory firm - (8/20/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9428 Baymeadows Rd Suite 502, Jacksonville, FL 32256
Mailing Address
Phone number
(904) 305-9050
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 10,048,094 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Active | 2/28/2025 |
| Georgia | ERA - Withdrawn | 2/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
369 FINANCIAL LLC
CRD#: 307530Jacksonville, FL 32256TRUST BUT VERIFY
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