Joshua Daniel Krafchick

1. Author/Public Speaker, 10/2018, 9428 Baymeadows Rd. Suite 502 Jacksonville, FL 32256,owner since Jan. 1, 2022, non-investment related, 10 hours monthly, 0/Trading 2.Outside Business Activity – Dub; Investment Related: Yes; 120 Wall Street, New York, NY 10006. Dub is a retail investing platform that enables users to create, share, and replicate investment portfolios. The platform is affiliated with dub Advisors, LLC (also known as DASTA Investments LLC), an SEC-registered investment adviser (CRD No. 315589; SEC File No. 801-122735), and DASTA Financial, LLC, a registered broker-dealer and FINRA member (CRD No. 316477). Mr. Krafchick is not employed by Dub and does not receive compensation from Dub. He does not use the Dub platform to manage his personal investment funds. His activities are limited to sharing general information regarding the platform in a non-promotional manner, consistent with firm policies and applicable regulations. Mr. Krafchick's activity with Dub is separate from his activities on behalf of 369 Financial LLC. He does not refer advisory clients to Dub, does not recommend that advisory clients use the Dub platform, and does not manage 369 Financial LLC client accounts or client assets through the platform. Clients of 369 Financial LLC are not required or encouraged to use Dub and are not involved with Dub in connection with the advisory services provided by 369 Financial LLC. There is no referral arrangement, compensation agreement, or other business arrangement between Dub and 369 Financial LLC. The advisory services provided by 369 Financial LLC are independent of Mr. Krafchick's outside business activity with Dub. It's anticipated Mr. Joshua Krafchick spends 5% of his professional time on these activities