CA
Casey L. Ardoin
CETERA INVESTMENT ADVISERS LLC
VILLE PLATTE, LA 70586
Some features on this profile are disabled
CRD#: 6159129
CA
Professional summary
Casey Lane Ardoin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ville Platte, Louisiana and CETERA WEALTH SERVICES, LLC located in Ville Platte, Louisiana.
Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Casey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KOLDER, SLAVEN & COMPANY LLC POSITION: Partner NATURE: Became equity partner on 1/1/22. Manage/oversee the day to day operations of the firm's Ville Platte office. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2022 ADDRESS: 434 E. Main Street, Ville Platte LA 70586, United States DESCRIPTION: Partner in charge of the Ville Platte office. See clients and perform tax and audit services. 2) KCS WEALTH ADVISORS, LLC DBA KORE FINANCIAL GROUP POSITION: Referring Advisor NATURE: Wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2023 ADDRESS: 434 E. Main Street, Ville Platte LA 70586, United States DESCRIPTION: Referring advisor 3) CASEY L. ARDOIN, CPA, APC POSITION: PRESIDENT NATURE: THIS ENTITY IS A SHAREHOLDER OF KOLDER, SLAVEN AND COMPANY LLC. I AM THE ONLY OWNER OF THIS ENTITY. I RECEIVE MY COMPENSATION FROM KOLDER, SLAVEN AND COMPANY THROUGH THIS ENTITY. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2024 ADDRESS: 434 E. Main Street, Ville Platte LA 70586, United States DESCRIPTION: THIS ENTITY IS A SHAREHOLDER OF KOLDER, SLAVEN AND COMPANY LLC. I AM THE ONLY OWNER OF THIS ENTITY. I RECEIVE MY COMPENSATION FROM KOLDER, SLAVEN AND COMPANY THROUGH THIS ENTITY. 4) KCS WEALTH ADVISORS, LLC (FORMERLY KCSC FINANCIAL SERVICES, LLC); REFERRAL ADVISOR; WEALTH MANAGEMENT SERVICES; IR; 20; 11/04/2013; Bldg. 2 Lafayette LA 70508; Referring advisor 5) KCSC Financial Services, LLC; Referral Advisor; Wealth Management Services; NIR; 20; 04/01/2013; Ville Platte LA 70586; 6) KCS Wealth Advisors LLC; Equity Partner; I am now an equity partner in the entity.; NIR; 1; 01/01/2022; 434 E. Main Street Ville Platte LA 70586; Not heavily involved in the day to day operations.
CRS (Client Relationship Summary) - RIA
Click below to view Casey Lane Ardoin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 434 E. Main Street, Ville Platte, LA 70586RIA
CRD#: 105644
VILLE PLATTE, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 434 E. Main Street, Ville Platte, LA 70586BD
CRD#: 13572
Ville Platte, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Ville Platte, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Ville Platte, LA
Past
December 2, 2013 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
VILLE PLATTE, LA
Past
July 23, 2013 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Ville Platte, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ville Platte, LA 70586TRUST BUT VERIFY
Monitor Casey Ardoin
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
