Steven E. Heinemann

FOUNTAIN VALLEY, CA

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CRD#: 6158833

Professional summary

Steven Edward Heinemann, who also goes by Steve Heinemann, was a registered financial advisor .

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Steven had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Heinemann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TNG REAL ESTATE CONSULTANTS POSITION: Realtor NATURE: Real estate brokerage firm INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 4140 Norse Way, Long Beach CA 90808, United States DESCRIPTION: I have an active real estate license and as such must be a member of a real estate brokerage to keep it active. I currently do not engage in any business activities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2025 - Present

FOUNTAIN VALLEY, CA

Past

May 23, 2024 - September 7, 2025

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

Los Angeles, CA

Past

March 28, 2024 - September 7, 2025

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/26/2024

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven E. Heinemann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2024

Series 7TO

Date: 3/28/2024

SIE

Date: 1/26/2024

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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