Kevin R. Schwan
Professional summary
Kevin Richard Schwan is a registered financial professional currently at KOVACK SECURITIES INC. located in Aberdeen, South Dakota.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2021. Kevin has worked at 1 firm and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Richard Schwan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
KOVACK SECURITIES INC.
Office #1: 401 Vivian Street South, Aberdeen, SD 57401State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
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(9/22/2022)
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(10/14/2022)
(5/20/2022)
(11/21/2022)
(10/14/2022)
Exams
Series 6TO
Date: 6/24/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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