EL
Erich R. Lehmann
THRIVENT INVESTMENT MANAGEMENT
La Grange, TX 78945
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CRD#: 6156725
EL
Professional summary
Erich Richard Lehmann is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in La Grange, Texas.
Erich is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Erich has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECOND BAPTIST CHURCH IN LA GRANGE, TEXAS POSITION: Deacon NATURE: As a Deacon, I pray for the church services, and pray for our members. I help out at as manychurch functions and events as a volunteer, picking up trash, crowd control, clean-up, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2019 ADDRESS: 1010 N Von Minden, La Grange TX 78945, United States DESCRIPTION: As a Deacon, I pray for the church services, and pray for our members. I help out at as manychurch functions and events as a volunteer, picking up trash, crowd control, clean-up, etc.If a widow needs a ride to the doctor, I may be asked to give her a ride if she can not drive. FRISCH AUF! VALLEY COUNTRY CLUB POSITION: Secretary NATURE: Social Club that maintains a pool, workout area, and golf course with dining. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 575 Country Club Drive, La Grange TX 78945, United States DESCRIPTION: Secretary of the board 109 N. MAIN STREET POSITION: Owner NATURE: Updated ownership to DJCL LLC Owning office building at 109 N. Main in La Grange, TX. Office building rents out office space for businesses and professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 109 N. Main, La Grange TX 78945, United States DESCRIPTION: As Landlords, we oversee the building for it's upkeep and maintenance. We collect rent for the spaces lent out. 227/229 W. TRAVIS STREET POSITION: Owners NATURE: Transfer Ownership to PMSS LLCOwning office building at 227/229 W. Travis Street in La Grange, TX. Office building rents out office space for businesses and professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 227/229 W. Travis Street, La Grange TX 78945, United States DESCRIPTION: As Landlords, we oversee the building for its upkeep and maintenance. We collect rent for the spaces lent out.
CRS (Client Relationship Summary) - RIA
Click below to view Erich Richard Lehmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erich Richard Lehmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 109 N Main St, La Grange, TX 78945Office #2: 101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401Office #3: 4103 S Texas Ave Ste 208, Bryan, TX 77802RIA
BD
CRD#: 18387
La Grange, TX
Current
April 8, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 109 N Main St, La Grange, TX 78945Office #2: 101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401Office #3: 4103 S Texas Ave Ste 208, Bryan, TX 77802RIA
BD
CRD#: 18387
La Grange, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2021)
RR
Colorado(9/10/2025)
RR
Florida(1/17/2019)
RR
Indiana(8/20/2021)
RR
Louisiana(10/17/2025)
RR
Michigan(1/11/2022)
RR
Minnesota(1/11/2022)
RR
North Carolina(2/27/2020)
RR
Texas(4/30/2013)
IAR
Texas(4/30/2013)
RR
Wisconsin(8/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387La Grange, TX 78945TRUST BUT VERIFY
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