Joshua D. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua David Becker, who also goes by Joshua D Becker, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2013. Joshua had worked at 5 firms and has passed the Series 65, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2021 - September 25, 2024
3SISTERS SUSTAINABLE MANAGEMENT, INC
November 20, 2017 - September 23, 2019
HOLD BROTHERS CAPITAL LLC
June 12, 2015 - September 27, 2017
QUASAR TRADING, LLC
November 7, 2014 - June 2, 2015
T3 TRADING GROUP, LLC
June 17, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
April 16, 2013 - April 26, 2013
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 4/15/2013
Proprietary Trader Qualification ExaminationCurrent Firm
3SISTERS SUSTAINABLE MANAGEMENT, INC
CRD#: 159207 / SEC#: 801-72955
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 110,781,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
