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BT

Brett J. Testerman

EXCOMP ASSET MANAGEMENT LTD
MELVILLE, NY 11747
Some features on this profile are disabled
CRD#: 6155535
BT

Professional summary

Brett John Testerman is a registered financial advisor currently at EXCOMP ASSET MANAGEMENT LTD located in Melville, New York.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Brett has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett John Testerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

EXCOMP ASSET MANAGEMENT LTD

Office #1: 425 Broadhollow Rd Suite 318, Melville, NY 11747
RIA
CRD#: 110434
MELVILLE, NY
Past

November 26, 2025 - December 31, 2025

EXCOMP ASSET MANAGEMENT LTD

RIA
CRD#: 110434
MELVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EXCOMP ASSET MANAGEMENT LTD
ESCOMP ASSET MANAGEMENT LTD | EXCOMP ASSET MANAGEMENT LTD

CRD#: 110434 / SEC#: 801-43057

RIA
Registered Investment Advisory firm - (1/12/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/12/2026)
IAR
New Jersey
(1/16/2026)
IAR
New York
(1/16/2026)
IAR
Texas
(1/16/2026)

Exams

Current Firm

EA
EXCOMP ASSET MANAGEMENT LTD
ESCOMP ASSET MANAGEMENT LTD | EXCOMP ASSET MANAGEMENT LTD

CRD#: 110434 / SEC#: 801-43057

RIA
Registered Investment Advisory firm - (1/12/1993 Approved)
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Contact information

Main Address
425 Broadhollow Rd Suite 318, Melville, NY 11747
Mailing Address
Phone number
(631) 465-9670
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EXCOMP ADV PART 2A 2025 (5/21/2025)

Regulatory assets under management

Total Number of Accounts153
AUM (Assets Under Management)$ 133,218,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXCOMP ASSET MANAGEMENT LTD

CRD#: 110434Melville, NY 11747

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