Daniel G. Flores

PDE WEALTH ADVISORS

RANCHO CUCAMONGA, CA 91730

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CRD#: 6154907

Professional summary

Daniel Gary Flores, who also goes by Daniel Flores, is a registered financial advisor currently at PDE WEALTH ADVISORS, LLC located in Rancho Cucamonga, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Flores

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PDE Insurance Services, Inc.; INVESTMENT RELATED; RANCHO CUCAMONGA, CA; INSURANCE AGENT SINCE DECEMBER 2017; APPROXIMATELY 80 HOURS A MONTH; SELL INSURANCE PRODUCTS AND SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gary Flores's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2018 - Present

PDE WEALTH ADVISORS, LLC

Office #1: 8655 Haven Ave Suite 200, Rancho Cucamonga, CA 91730

RIA

CRD#: 291373

RANCHO CUCAMONGA, CA

Past

February 7, 2019 - December 31, 2021

LEGACY INVESTMENT SERVICES, LLC

RIA

CRD#: 144127

RANCHO CUCAMONGA, CA

Past

November 22, 2013 - January 4, 2018

EVERMONT WEALTH

RIA

CRD#: 168581

Rancho Cucamongo, CA

Past

January 17, 2013 - November 20, 2013

LEGACY INVESTMENT SERVICES, LLC

RIA

CRD#: 144127

RANCHO CUCAMONGA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/30/2023)

IAR

California
(1/17/2018)

IAR

Texas
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2012

Uniform Investment Adviser Law Examination

Current Firm

PDE WEALTH ADVISORS, LLC

CRD#: 291373 / SEC#:

Arizona

Registered Investment Advisory firm - (3/30/2023 Approved)

California

Registered Investment Advisory firm - (1/16/2018 Approved)

Texas

Registered Investment Advisory firm - (2/9/2018 Approved)

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Contact information

Main Address

8655 Haven Ave Suite 200, Rancho Cucamonga, CA 91730

Mailing Address

P.o. Box 489, Rancho Cucamonga, CA 91729

Phone number

(909) 295-5504

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 31,634,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel G. Flores

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gary Flores's CRS (Customer Relationship Summary).

Certified licenses

Experience

PDE WEALTH ADVISORS, LLC

LEGACY INVESTMENT SERVICES, LLC

EVERMONT WEALTH

LEGACY INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2012

Current Firm

PDE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PDE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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